Summary: Less than a third of advisers “completely agree” that they are 100% prepared to deal with the outcome of a data breach at their firm, according to a recent study conducted by the Financial Planning Association and sponsored by TD Ameritrade Institutional.
 FPA study found that advisers were most likely to have documented policies and procedures in place around governance and risk assessment (57%), access rights and controls (59%) and data loss prevention (58%) than policies and procedures governing training (51%), vendor management, and incident response (43% each)." |
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